LPL Financial Holdings is an independent broker/dealer that provides a platform of proprietary technology, brokerage, and investment advisory services to financial advisors and institutions. As of the ...

LPL Financial (LPLA) announced that the advisors of Prestige Wealth Group, led by managing partners Rich Galgano and Matt Geraci have joined LPL Financial’s broker-dealer, RIA and custodial platforms.

While RayJay boosts its presence in Utah with its latest employee advisor additions, LPL is strengthening its ranks in the ...

With sales of alternative investments surging this year and a Republican in the White House next month, market watchers are ...

LPL Financial added another firm as part of its recent string of nabbing breakaway practices from Osaic. The latest addition ...

The settlement, reached a little more than two months after he was fired, was about 15% of the total he was entitled to had ...

LPL Financial has reached a $12 million settlement agreement with former CEO Dan Arnold, whom the firm fired in October for ...

LPL Financial LLC (Nasdaq: LPLA) announced today that the advisors of Prestige Wealth Group (PWG), led by managing partners Rich Galgano, CFP®, and Matt Geraci, CFP®, have joined LPL Financial’s ...

The broker-dealer has recruited more than a dozen advisers and $3 billion in assets in the greater Tampa Bay region this year ...

LPL Financial Holdings Inc. (NASDAQ: LPLA) has reached a settlement with its former president and CEO, Dan H. Arnold, who was ...

An Osaic team with offices in New Jersey and Pennsylvania is the latest to exit the firm to join LPL Financial’s broker-dealer, RIA and custodial platforms.

According to records filed with the SEC, Arnold will retain 47,994 non-forfeited options with a price per share of $327.56.